Browsing Tag
Regulation
216 posts
Senator Urges Confirmation of EBSA Nominee Lisa Gomez
She said the agency has a critical role to play in addressing threats from unscrupulous financial advisors
What Mandatory Auto-Enrollment IRAs Actually Mean
'As an added incentive, the proposal would subsidize retirement savings through a refundable Savers Credit at tax time'
Senate Hearing Reveals Large Employer Support for 401k Auto Portability
During testimony in a Senate Finance Committee hearing “Building on Bipartisan Retirement Legislation: How Can Congress Help?” in…
Episode 28: Prospects for Effective Regulation in the Biden Administration with Consumer Federation’s Barbara Roper
Barbara Roper is an outspoken advocate for effective regulation to protect the public from predatory practices, and she’s…
The CAA: A Fiduciary Guiding Light for 401k and Benefits Advisors
The Consolidated Appropriations Act (CAA) of 2021, signed into law at the end of December, brought significant changes…
3 ERISA Problem Areas Vendors Can Help With (Now!): Qualified Plan Fiduciary Summit
“From a practical standpoint, what are vendors worried about with their plan sponsors and participants?” Sarah Simoneaux rhetorically…
Episode 23: Jake Rushton Gets Real About Roths and Higher Taxes on the Horizon
Sponsored By: Jake Rushton, a tech-savvy advisor with TrueNorth Wealth in Salt Lake City, is doing some amazing…
Can a 401k Fiduciary Rely on Luck?
This may sound like a flippant question at first blush, but it draws attention to the difference between…
Fiduciary Experts Release New Certification to Address Industry Need
A number of high-profile fiduciary advocates announced Tuesday that they joined together to form the Center for Board…
Biden Stimulus Would Cap 401k Plan Contribution Increases
Retirement plan advocates are concerned about provisions included in the $1.9 trillion American Rescue Plan Act of 2021,…