Browsing Tag
Securities Industry and Financial Markets Association (SIFMA)
3 posts
FSI, SIFMA Join Lawsuit Against Fiduciary Rule; CFP Board Backs It in Separate Suit
Filings opposing and supporting the rule are in response to two separate lawsuits challenging rule currently set to take effect in September
SIFMA Challenges Missouri Rules on Socially Conscious Investments
Under Missouri rules, financial professionals must obtain client signatures on state-scripted documents before providing advice on “social objectives or nonfinancial objectives"
Lawsuit Filed to Block DOL’s 401(k) Fiduciary Rule
In a surprise to no one anywhere, a number of financial services and 401(k) industry lobbying organizations have…