Browsing Tag
succession plan
10 posts
Acquisitions Remain Aplenty as RIAs Begin Succession Planning
Over 100,000 financial professionals plan to retire within the next decade, finds Cerulli
Dee Sawyer Named Head of Global Distribution at T. Rowe Price
Sawyer, who leads the company’s Retirement Plan Services, will succeed a retiring Robert Higginbotham at the end of this year
$10.4 Trillion Up for Grabs as Advisors Retire
Practices considering internal succession should embrace the concept of shared equity ownership
Report Warns of Need to Monitor Aging Advisors for Cognitive Impairment
President Donald Trump brought a lot of attention to dementia testing recently after repeatedly (and curiously) boasting that…
Advisor Contingency Plans in Vogue Because of COVID-19
A global pandemic is not a good time for an advisor to be without a contingency plan for…
RIA M&A Decade in Review (and 2020-2029 Preview)
Succession Resource Group released its 10-year retrospective look at the state of the mergers and acquisitions for independent RIAs and advisors.
RIA ‘Wealth Transfer’ an Increasing Concern
Change is a’comin—we’ve heard it for years. The average age of financial advisors in the United States at…
Vanguard’s Got a Succession Plan, Shouldn’t You?
A profession dedicated to retirement planning for others is notoriously awful at doing it for themselves. “The cobbler’s…
How To Make 401k Succession Planning Successful
Would you be ready for this phone call? “Hi Dad, it’s Ashley…I know this is really random and…
Sound Off: How to Screw Up a Succession Plan
Effective succession planning is crucial. Learn how business blunders in leadership transitions can impact even the industry's best.