Browsing Tag
Third-Party Administrator (TPA)
19 posts
New Digital TPA, ‘401KInABox,’ Launched by Industry Veteran
A digital 401k Third Party Administrator solution built to “eliminate the burden advisors experience on small plans” was…
June 18, 2021
Deep Trust, Knowledge, Experience Drives Innovative TPA Model
A new and unique third party administrator (TPA) organization launched Monday, one meant to compete with—and act as an…
March 1, 2021
Missing Participants and Fiduciary Responsibilities: A Risk for TPAs
The Department of Labor (DOL) is aggressively investigating the practices and procedures of plan sponsors with respect to…
December 10, 2018
5 Good Reasons to Fire a 401(k) TPA
Saying goodbye is never easy, but there are certain times when you simply need to do it. When…
December 4, 2018
‘Professional Fiduciary’ Indicted for 401k Fraud, Embezzlement
Alleged husband and wife grifters Jeff and Wendy Richie were indicted Wednesday for fraud and embezzlement related to…
October 25, 2018
2018 TAPO Judge: Rum, Retirement and Richard Carpenter’s Record-Keeping Expertise
Not that Richard Carpenter is retired—or even thinking about it—but he’ll be in prime position when he finally…
October 3, 2018
Fred Reish: DOL Wants to Audit …Now What?
It’s always unpleasant when a TPA gets a call or a letter from the Department of Labor (DOL)…
October 1, 2018
Ascensus Acquires Retirement Plan Administrator 401k Plus
Another month, another acquisition. Retirement-savings service provider and tech solutions giant Ascensus is at it again, announcing yesterday…
August 1, 2018
4 Reasons For 401(k) Advisors to Partner with TPAs
Innovation begins within, but certainly, those with whom we surround ourselves with influence our ideas, confidence, and ability…
August 2, 2017