Browsing Tag
William Galvin
7 posts
Vanguard to Pay ‘Restitution’ Over Target-Date Tax Liabilities
In addition, Vanguard will make a one-time payment to Massachusetts
Target-Date Fund Providers Investigated Over ‘Surprise’ Tax Bills
'Investors need to be made aware of the risks involved and the tax liabilities they could face'
State Fiduciary Standard Finalized in Massachusetts
In the absence of a fiduciary standard at the federal level, the Commonwealth of Massachusetts took a step…
Massachusetts Moves Forward with State Fiduciary Standard
The Bay State isn’t waiting for next month’s third try at a fiduciary standard from the Department of…
Fidelity Facing 401k Fee Fire on Multiple Fronts
Massachusetts Secretary of the Commonwealth William Galvin sent a letter to Boston-based Fidelity Investments on Feb. 27 requesting…
Mass Regulator Galvin Slams Broker-Dealer and Its REITs
No-nonsense Massachusetts Secretary of the Commonwealth William Galvin said Friday that his office has entered into an order…
Secretary Galvin Sues On Behalf of ‘Dead’ Retirement Pensioners
Massachusetts Secretary of the Commonwealth William Galvin filed a complaint against MetLife over its failure to pay the pensions…