Browsing Tag
William Galvin
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William Francis Galvin is an American Democratic politician and the 27th Massachusetts Secretary of the Commonwealth, serving since January 1995—making him the longest‑tenured secretary in state history. A Brighton, Boston native, he graduated cum laude from Boston College (1972) and earned a J.D. from Suffolk University Law School (1975). William Galvin began his career as an aide to the Massachusetts Governor’s Council before winning a seat in the Massachusetts House of Representatives in 1975, where he served until 1991. Known as a leading election law expert and securities regulator, he oversees voter registration, corporate filings, public records, and historic preservation.
Vanguard to Pay ‘Restitution’ Over Target-Date Tax Liabilities
In addition, Vanguard will make a one-time payment to Massachusetts
Target-Date Fund Providers Investigated Over ‘Surprise’ Tax Bills
'Investors need to be made aware of the risks involved and the tax liabilities they could face'
State Fiduciary Standard Finalized in Massachusetts
In the absence of a fiduciary standard at the federal level, the Commonwealth of Massachusetts took a step…
Massachusetts Moves Forward with State Fiduciary Standard
The Bay State isn’t waiting for next month’s third try at a fiduciary standard from the Department of…
Fidelity Facing 401(k) Fee Fire on Multiple Fronts
Massachusetts Secretary of the Commonwealth William Galvin sent a letter to Boston-based Fidelity Investments on Feb. 27 requesting…
Massachusetts Regulator Convenes FinTech ‘Working Group’
FinTech Advisory Group formed in Massachusetts to guide fintech businesses, support innovation, and strengthen securities regulation.
Mass Regulator Galvin Slams Broker-Dealer and Its REITs
No-nonsense Massachusetts Secretary of the Commonwealth William Galvin said Friday that his office has entered into an order…
Secretary Galvin Sues On Behalf of ‘Dead’ Retirement Pensioners
Massachusetts Secretary of the Commonwealth William Galvin filed a complaint against MetLife over its failure to pay the pensions…
Secretary Galvin Slams SEC Fiduciary Rule ‘Fail’
SEC Fiduciary Rule draws sharp criticism from William Galvin, who says it fails to protect investors’ best interests effectively.