What’s Happening With Self-Directed 401(k) Accounts?

SDBAs, 401ks, Schwab, retirement

Quite a lot.

Millennials allocated a larger percentage of their retirement portfolios to ETFs and cash through self-directed brokerage accounts (SDBA) than other generations during the third quarter of 2019.

Additionally, the average SDBA balance for all participants in the third quarter of 2019 was $276,929, nearly identical to the $276,547 from the previous quarter and 1% above the average balance from the third quarter of 2018 ($275,362), according to Charles Schwab’s SDBA Indicators Report.

SDBAs are brokerage accounts within retirement plans, including 401ks, which participants can use to invest in stocks, bonds, exchange-traded funds, mutual funds and other securities that are not part of their retirement plan’s core investment offerings.

Schwab found that SDBAs held steady overall during the quarter, with Gen X making up approximately 42% of SDBA participants, followed by Baby Boomers (39%) and Millennials (13%).

Unsurprisingly, according to the data, mutual funds continued to hold the highest percentage of participant assets, with Baby Boomers allocating approximately 39% of their portfolios to them, followed by Gen X at 36% and Millennials at 34%.

Equities were the second-largest allocation for all portfolios, with Baby Boomers and Gen X allocating approximately 28% of their portfolios to them, followed by Millennials at 25%.

Millennials continued to allocate more to ETFs than did Gen X and Baby Boomers, and they also held more cash than other generations.

Baby Boomers held approximately 4% of their portfolios in fixed income, followed by Gen X (1%) and Millennials (0.8%), the report adds.

Important SDBA points

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