“Fiduciary” as a concept is relatively straightforward. It requires acting in good faith and to the best of your abilities when entrusted to make decisions on behalf of someone else. The realities of operating under a statutory definition of investment fiduciary responsibility are considerably more complex.
This webinar with Rich Lynch, AIFA®, Director, Fi360 & CEFEX, provides an overview of key concepts related to investment fiduciary responsibility. We cover who is considered a fiduciary, the core duties for acting as a fiduciary, and the current state of the fiduciary standard under various oversight regimes.
We also explain how a focus on meeting basic fiduciary principles allows advisors to focus more on their clients, rather than compliance. This session is appropriate as both an introduction to fiduciary principles for those who are inexperienced with acting as a fiduciary and as a refresher for experienced advisors who have fiduciary training and a track record of supporting fiduciary clients.
Fi360
Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.
Check our Calendar for upcoming educational webinars!
Live attendance is eligible for one hour of CE for the AIF®, AIFA®, and PPC® Designations. CE credit may also apply for the CFP® Certification, when indicated. Each individual wishing to receive CE credit for any credential must register for and log in to the session individually so that we have a record of your attendance. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email support@fi360.com.
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