Blaine Aikin, Executive Chairman, Fi360 and CEFEX
Duane Thompson, Senior Policy Analyst, Fi360
(Click on the video above.)
A recent study by the Center for Retirement Research at Boston College identified excessive fees, inappropriate investment options, and self-dealing as the primary reasons for lawsuits against 401(k) plans. In this session, we will look at those underlying causes for litigation, how class actions are changing the behavior of plans, and how these cases are often decided based on whether a prudent decision-making process was employed. Finally, we will explore the difference between regulatory compliance versus adhering to professional standards of conduct.
Fi360
Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.
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Live attendance is eligible for one hour of CE for the AIF®, AIFA®, and PPC® Designations. CE credit may also apply for the CFP® Certification, when indicated. Each individual wishing to receive CE credit for any credential must register for and log in to the session individually so that we have a record of your attendance. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email support@fi360.com.