The Regulatory Outlook for 2018 and the Impact on Advisors
While the fiduciary rule dominated attention recently, the second tier of potential regulatory activity may surprise many advisors,…
Step No. 3 of the Fiduciary Process: Implementing the Investment Strategy
With an investment strategy in place to meet the goals of the client/beneficiary, the third step of the…
Designee Coaching Call: Fees, Services, and a Prudent Process for IRA Rollovers
In this edition of our quarterly designee coaching call, Robin Green and Chuck Hammond focus on IRA rollovers.…
The Continuing Fiduciary Trend and How the AIF Designation Fits In
A review of legislation, regulation, and case law in recent years clearly points to the fact that the…
IRA Rollover Fee Study—Early Insights
Attendees learn about average fees and services for IRA Rollovers, how they differ by product type or business…
Gaining a Fiduciary Edge with AIF Training and Designation—Principal
Regulatory and marketplace trends are converging to ensure that all advice meets a fiduciary standard of care and…
Fee Benchmarker Demo—Benchmarking Your Advisory Fees and Services for 401k Plans
The Fee Benchmarker® is an online tool that compares advisor/consultant fees (both commission and fee-for-service) to a database…
An Update on the DOL’s Fiduciary Rule Proposal
Now that the public and industry has had its say on the DOL’s “conflicts of interest” rule proposal,…