Is the Fiduciary Standard Being Dismembered or Strengthened?
Join Blaine Aikin, Executive Chairman of Fi360 and CEFEX, and Duane Thompson, Fi360 senior policy analyst, as they review the latest developments in the battle over the fiduciary standard for investment advice.
They will examine the latest efforts by the Department of Labor and SEC as these agencies continue to review potential changes to the fiduciary standard under securities laws and ERISA.
See Also:
- Broadridge Adds Fi360 Fiduciary Scores, Boosts Transparency
- 401(k) Plan Sponsors in Desperate Need of Fiduciary Know-How: Fi360 Annual Conference
Fi360, a Broadridge Company, provides fiduciary-focused software, analytics, and training solutions for financial advisors and institutions. Specializing in fiduciary best practices and compliance, Fi360 helps advisors enhance transparency, reduce risk, and ensure regulatory alignment. Their tools streamline investment management, fiduciary oversight, and due diligence processes.
