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Blaine Aikin, AIFA®, CFP®, CFA®, Executive Chairman, Fi360
Duane Thompson, AIFA®, Senior Policy Analyst, Fi360
In recent years an increasing number of academic studies have fueled the debate over the cost to investors of conflicted investment advice. In proposing new rules, federal regulators are required to assess the costs and benefits of their proposals. In addition to in-house analyses, agency economists also rely heavily on academic research to advance new rules. So what is the true cost of conflicted advice? There are no simple answers. Fi360 Executive Chairman Blaine Aikin, AIFA®, CFA, CFP® and Senior Policy Analyst Duane Thompson, AIFA®, take on the task of reviewing the most recent academic research and the SEC’s own cost-benefit analysis of Regulation Best Interest for clues. They then assess whether the facts are likely to matter to investors, regulators and the courts. Join us as we review the evidence and assess the implications of the costs of conflicts.
Fi360
Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.
Live attendance is eligible for one hour of CE for the AIF®, AIFA®, and PPC® Designations. CE credit may also apply for the CFP® Certification, when indicated. Each individual wishing to receive CE credit for any credential must register for and log in to the session individually so that we have a record of your attendance. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email support@fi360.com.