Browsing Tag
401(k) Fiduciary Responsibilities
91 posts
The Value of 3(38), Model Portfolios and Other 401(k) ‘Tools’
Craig Rosenthal, Senior Vice President at Fiduciary Benchmark doesn’t mince words. During our interview at the Excel 401k…
Securian Makes It Easier for Small Businesses to Offer 401ks
With American unemployment at its lowest rate since the year 2000—just 3.9 percent—employers of all sizes are finding…
What The SEC’s Proposed Rule Means For 401k Plan Sponsors
Anyone who hoped the Securities and Exchange Commission (SEC) might do the right thing and issue a uniform…
Dismissal Denied: 401k Case Against Edward Jones Will Continue
A federal judge has denied Edward Jones’ second motion to dismiss a case alleging ERISA violations by the…
Dallas-Based ‘Professional Fiduciary’ Sued After FBI Raid
Vantage Benefits Administrators, a Dallas-based “TPA, recordkeeper and professional fiduciary” and subject of an FBI raid in October…
Experts to Tackle Reg Ridiculousness in 401k Space: New England Wealth & Retirement Conference
Does anybody want to sound off on what’s happening in Washington? The fiduciary rule, litigation, contribution limit cuts?…
T. Rowe, Mesirow Make Big 401k Fiduciary Announcement
The “3s”—meaning 16, 21 and 38—are all the rage at the moment, and for good reason. Fiduciary regulation…
Don’t Get Burned: Marcia Wagner’s Top 401k Regulatory Risks
401k Tax Status Legislators and policymakers know the amount of tax revenue forgone from 401k plans is extremely…
DOL Answers 401k Questions with Fiduciary FAQ
The Department of Labor has released a second set of frequently asked questions (FAQ) regarding its Conflict of…
Massachusetts Advisors Fail 401k Fiduciary Test
At least they’ve still got Tom Brady. A new survey from the Massachusetts Securities Division finds most advisors…