Browsing Tag
401(k) Litigation
249 posts
Fred Reish: Better To Act BEFORE You Get Sued
I’m surprised that, after all the fiduciary litigation against 401k plan sponsors, many plan sponsors and their committees…
Is the Tide Turning in 401k Fee Litigation?
Given the number of investment and fee cases in the news, you would be forgiven for thinking that…
PG&E Peril: Employer Stock in the Company 401k Plan
With the PG&E bankruptcy, inquiring minds want to know if there was company stock held in the 401k…
Woodbridge Ponzi Scheme Judgment: Not Madoff-Big, but Still Hits Billion-Dollar Mark
Some eye-popping figures came out that Monday federal court ruling in Florida, where the Securities and Exchange Commission…
6 Important Tasks Too Many 401k Plan Sponsors Ignore
The retirement plan industry has stressed the need for 401k plan sponsors to understand their fiduciary duties as…
Hooray for Hoyas: Georgetown Beats Back Fiduciary Breach Suit
Georgetown University has prevailed in a lawsuit regarding its 403(b) plan, with the U.S. District Court for the…
Ten Litigation Lessons for 401(k) Fiduciaries
401(k) and 403(b) plan litigation is not going away. If you are a plan fiduciary looking to avoid…
5 Good Reasons to Fire a 401k TPA
Saying goodbye is never easy, but there are certain times when you simply need to do it. When…
9 Issues 401ks May Face in 2019—And What to Do About Them
Advisors, sponsors and participants, lookout. In an era when Americans are responsible for funding their own retirement through…
A Simple Recipe for Minimizing 401k Lawsuits
A recent paper issued by the Center for Retirement Research documents the surge in 401k litigation over the…