Browsing Tag
401(k) Regulation
145 posts
A 401(k) regulation refers to the set of federal rules, primarily under the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code, that govern employer-sponsored retirement savings plans in the U.S. These regulations dictate plan administration, contribution limits, tax advantages, fiduciary responsibilities, nondiscrimination testing, and withdrawal rules to protect employees’ retirement assets and ensure fair, compliant operation.
Raymond James ‘Fails Fiduciary Responsibility,’ Named In Ski Resort Ponzi Scheme
Talk about a snow job. An investor in Jay Peak, a Vermont-ski-resort-turned-Ponzi-Scheme, has filed a class-action lawsuit in…
The Fiduciary Rule’s Industry Ruin
How’s this for a compliance crock? See what marketing expert and author David Weinberger and ERISA expert Jason…
The latest State to Adopt a Government-Run 401(k)
Lt. Gov. Nancy Wyman broke an 18-18 tie in the Connecticut Senate on Saturday, as Constitution State lawmakers…
President Obama to Veto House Bill Blocking 401(k) Fiduciary Rule
Put President Obama in the ‘nay’ column. The White House said he will veto a bill to block the…
401(k) Fiduciary Expert Jason Roberts on DOL Rule Danger
Here is a summary of the video featuring Jason Roberts – For more details, you can watch the…
Dems’ Hedge Fund Hell for Retirement Savings
Zut Alors! Rhode Island, the smallest state in the Union with a penchant to screw up big, has…
Aikin, Reish Sound off on 401(k) Fiduciary Rule
Little surprise, 401(k) advisors are split over the fiduciary rule—some like it, some don’t. Pioneer Investments polled attendees…
2016 401(k) Summit: Senate Introduces Bill to Fight ‘Harmful’ 401(k) Fiduciary Rule
More drama occurred Monday in Nashville in what was already a dramatic 401(k) Summit consumed with the fallout…
2016 401(k) Summit: Small Business 401(k) Plans Score Major Win
American Retirement Association CEO Brian Graff called attention at the organization’s 401(k) Summit to a major win that…
2016 401(k) Summit: Don Trone Disses Fiduciary Rule
3ethos consulting firm's CEO, a fierce fiduciary critic, remains frustrated with the fiduciary rule despite its April release.