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Broadridge 360 Advisor Summit
163 posts
How Mandatory Force-Outs Turned into a Fiduciary Concern
The mandatory force-out used to be an administrative afterthought. Use what the record keeper offered and move on. …
Broadridge Adds Fi360 Fiduciary Scores, Boosts Transparency
In response to what it says is customer and industry demand for greater fiduciary transparency, Fintech powerhouse Broadridge…
How is 401k Record Keeper Consolidation Affecting the Industry?
Record-keeper consolidation has been active for years, with shrinking margins and economies of scale serving as driving forces…
Aligning ESG Investments and Trends with Participant Values
ESG investing saw a 33 percent growth of professionally managed assets — to $8.72 trillion — from 2014…
Understanding the causes of 401(k) litigation and how to avoid a lawsuit
Blaine Aikin, Executive Chairman, Fi360 and CEFEXDuane Thompson, Senior Policy Analyst, Fi360 (Click on the video above.) A…
Q2 2018 Top Quartile Report
The Q2 Top Quartile Report, which ranks investments using the Fi360 Fiduciary Score®, is now available for download.…
An Introduction to Stable Value Funds
Stable Value Funds are already used in the majority of 401(k) plans. Recent regulatory changes around a substitute…
Fi360’s Top Quartile Fiduciary Scores
This quarter, 29,094 mutual fund (MF), exchange-traded fund (ETF) and collective investment trust fund (CIT) investments received an…
How much is your reputation worth?
Warren Buffet famously said: “It takes 20 years to establish a reputation and five minutes to ruin it.…
RFP Best Practices
As fiduciaries, investment stewards are required to periodically vet the service providers they have hired to ensure they…