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Broadridge 360 Advisor Summit
164 posts
The Broadridge 360 Advisor Summit is an annual in-person conference (formerly Fi360 Solutions Conference) hosted by Broadridge Financial Solutions. It convenes retirement and wealth management professionals—including advisors, recordkeepers, asset managers, banks—to explore timely industry trends, regulatory updates like DOL fiduciary rules, fintech innovations, and practice optimization strategies. The event offers educational sessions, networking opportunities, and continuing education credits (e.g. AIF®, CFP®). It serves as a platform for strategic insights at the intersection of retirement and wealth planning.
The Evolving QDIA Landscape: What Defined Contribution Professionals Should Know
Qualified Default Investment Alternatives (QDIA) in defined contribution (DC) plans have evolved toward enhanced customization aimed at helping…
How Mandatory Force-Outs Turned into a Fiduciary Concern
The mandatory force-out used to be an administrative afterthought. Use what the record keeper offered and move on. …
Broadridge Adds Fi360 Fiduciary Scores, Boosts Transparency
In response to what it says is customer and industry demand for greater fiduciary transparency, Fintech powerhouse Broadridge…
How is 401(k) Record Keeper Consolidation Affecting the Industry?
Retirement plan solutions are evolving with transparency, fiduciary focus, and innovation to address consolidation and compliance needs.
Aligning ESG Investments and Trends with Participant Values
Explore ESG Investing Trends that cater to millennials' demand for socially responsible retirement investments. Learn more in our webinar.
Understanding the causes of 401(k) litigation and how to avoid a lawsuit
A recent study by the Center for Retirement Research at Boston College identified excessive fees, inappropriate investment options,…
Q2 2018 Top Quartile Report
The Q2 Top Quartile Report, which ranks investments using the Fi360 Fiduciary Score®, is now available for download.…
An Introduction to Stable Value Funds
Stable Value Funds are already used in the majority of 401(k) plans. Recent regulatory changes around a substitute…
Fi360’s Top Quartile Fiduciary Scores
This quarter, 29,094 mutual fund (MF), exchange-traded fund (ETF) and collective investment trust fund (CIT) investments received an…
How much is your reputation worth?
Warren Buffet famously said: “It takes 20 years to establish a reputation and five minutes to ruin it.…