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Broadridge 360 Advisor Summit
164 posts
The Broadridge 360 Advisor Summit is an annual in-person conference (formerly Fi360 Solutions Conference) hosted by Broadridge Financial Solutions. It convenes retirement and wealth management professionals—including advisors, recordkeepers, asset managers, banks—to explore timely industry trends, regulatory updates like DOL fiduciary rules, fintech innovations, and practice optimization strategies. The event offers educational sessions, networking opportunities, and continuing education credits (e.g. AIF®, CFP®). It serves as a platform for strategic insights at the intersection of retirement and wealth planning.
Broadridge Buys Fi360 to Boost Reg BI Solutions
Broadridge acquires Fi360 to expand fiduciary tools, boost retirement solutions, and strengthen wealth advisor support.
8 Critical Steps to a More Cybersecure RIA
This is the first part in a series of articles on how fiduciary practices leverage the training and…
The ‘A, B, C and D’ of Future 401k Technology: Broadridge Matrix Conference
A tech-focused panel discussion Monday morning at Broadridge’s GetConnected2019 conference in Keystone, Colorado unsurprisingly kicked off with an anecdote…
How to ‘Navigate to Next’ in the 401(k) Industry: Broadridge Matrix Conference
Nimble advisors thrive by navigating challenges and seizing opportunities, especially with millennials, in a changing financial landscape.
Fund Family Rankings – Q2 2019 Top Quartile Report
Fi360’s Q2 Top Quartile Report, which ranks investments using the Fi360 Fiduciary Score®, is now available for download.…
Step 2 of the Fiduciary Process: Formalizing the Investment Strategy
Armed with an understanding of the client’s objectives and financial situation, the second step of the fiduciary process…
Fi360 Earns Accreditation for AIF Designation
The AIF is now accredited. Fi360 announced Tuesday that its Accredited Investment Fiduciary (AIF) designation has been …well,…
The SEC’s Regulation Best Interest Rule Package
On June 5, 2019, the SEC adopted its four-part regulatory package impacting the standards of conduct governing the…
Reg BI Cometh! An Webinar from Fi360
After one false start followed by nearly a year of anticipation, the SEC Commissioners have finally adopted a…
What Crayola Color of 3(16) Does Your Vendor Provide
Within the retirement services industry, we are comfortable with the complexity of the requirements and services made available…