Browsing Tag
Department of Labor (DOL)
517 posts
The U.S. Department of Labor (DOL) is a cabinet-level federal agency that focuses on the welfare of American workers. It’s responsible for enforcing labor laws, promoting safe working conditions, and ensuring fair employment practices. The DOL also oversees programs related to unemployment benefits, job training, and workplace safety.
EBSA Recovers Over $1 Billion for Employee Retirement Benefits
EBSA had a busy year, recovering $682.3 million through investigations alone. When added to sums totaled through informal…
February 5, 2018
Why SEC Fiduciary Rule Reg Sounds Right
We’re not crazy enough to argue against the DOL’s fiduciary rule (or at least a rule), but is there a better way, one that more successfully satisfies key stakeholders?
January 10, 2018
Fake News Hits Fiduciary Fight
Fake fiduciary rule comments raise concerns as investigative reports uncover fraudulent postings on federal websites.
December 28, 2017
Senate Confirms Rutledge to Key Department of Labor Post
On Thursday, the full Senate confirmed Preston Rutledge to serve as Assistant Secretary for the Employee Benefits Security Administration.…
December 21, 2017
What are 401k ‘Shadow Fiduciaries’ and Why Should You Care?
Not that we didn’t already know, but institutional reinforcement is always welcome. The latest research from Cerulli Associates finds…
December 7, 2017
Fiduciary Rule Killing Annuity Sales
Annuity sales decline as fiduciary rule impacts IRAs, with quarterly sales falling below $50 billion for the first time in 15 years.
November 29, 2017
Tackling Trump-Created Fiduciary Frustration
Frustration is the price of freedom, despite repeated and often unthinking cries for Congress to “do something.” Anyone…
November 28, 2017
DOL Officially Delays Fiduciary Rule
Fiduciary Rule Delay extended 18 months to July 1, 2019, giving the Department of Labor more time for review and coordination.
November 27, 2017
What the New Form 5500 Means for 401(k) Advisors
Proposals suggest a ‘modernized’ Form 5500 will compel plan sponsors to deliver information—some of it new—in formats that facilitate data mining.
November 27, 2017
Pension ‘Twins’ Team for Better 401(k) Fiduciary Preparedness
Top firms collaborate to enhance fiduciary compliance for 401(k) advisors, addressing key concerns and ensuring better coverage.
November 6, 2017