Browsing Tag
Department of Labor (DOL)
519 posts
The U.S. Department of Labor (DOL) is a cabinet-level federal agency that focuses on the welfare of American workers. It’s responsible for enforcing labor laws, promoting safe working conditions, and ensuring fair employment practices. The DOL also oversees programs related to unemployment benefits, job training, and workplace safety.
What the New Form 5500 Means for 401(k) Advisors
Proposals suggest a ‘modernized’ Form 5500 will compel plan sponsors to deliver information—some of it new—in formats that facilitate data mining.
Pension ‘Twins’ Team for Better 401(k) Fiduciary Preparedness
Top firms collaborate to enhance fiduciary compliance for 401(k) advisors, addressing key concerns and ensuring better coverage.
Advisors Must Up Their Game in New Fiduciary Rule Era
Todd Timmerman didn’t mince words in Monday’s presentation at Excel 401k: The Advisors’ Conference about how advisors can…
Just Who is Trump DOL Nominee Preston Rutledge?
Preston Rutledge nomination raises questions on his EBSA leadership style, comparing his approach to Phyllis Borzi’s regulatory legacy.
What to do About Missing 401(k) Participants
Missing participants create challenges for plan sponsors. Learn strategic solutions to improve retirement savings and participant outcomes.
Fiduciary Rule Kill Bill Clears Hurdle
PASS Act 2017 aims to repeal the DOL fiduciary rule, protect savers, and establish a best interest standard for broker-dealers.
Two Tech Bigs Team for ‘Digital 401(k)’ Experience
FinTech giants Vestwell and Riskalyze announced a new joint offering at the Fearless Investing Summit in Lake Tahoe on Thursday.…
RiXtrema Releases DOL Fiduciary Rule Checklist
The company released its DOL Fiduciary Rule Checklist on Tuesday, in which advisors answer specific questions to ensure regulatory compliance.
Opponents Fight Fiduciary Rule With (Another) Block Attempt
Nevertheless, she persisted. Congresswoman Ann Wagner, R–Missouri, is attempting to block full implementation of the fiduciary rule, and…
How to Survive a DOL Audit
Many businesses put a lot of time and effort into initially setting up company retirement plans. Unfortunately, and…