Browsing Tag
ERISA 3(21)
10 posts
8 Mistakes to Avoid When Administering a 401k Plan
Between helping patients and running their businesses, physicians are incredibly hard-working individuals. My own advisor practice is dedicated…
The Case for Hiring an ERISA 401k Plan ‘CEO’
“John started his business with a few dollars and an idea. John’s idea, and hard work, paid off;…
Do 401k Advisors and Sponsors Really Understand 3(38), 3(21), 3(16)?
While fiduciary as a term is front and center with 401k advisors, how well do they really understand…
What Crayola Color of 3(16) Does Your Vendor Provide
Patrick Curran, QPA, AIFA®, Director of Institutional Retirement Consulting, Unified Trust Company Within the retirement services industry, we…
ERISA 3(38) and 3(21)—What’s the Difference?
Is it surprising or scary that too many 401k advisors are still unfamiliar with ERISA terms like 3(38),…
How to Get a ‘Fiduciary Immunization’ Shot in the Arm
Any advisor who isn’t intimately familiar with (at least) the term “fiduciary” has been living under a rock…
Bringing Balance Back to Business—One 401k Advisor’s Time Management Tightrope
A guy named Tony Powers has gotta be an elite advisor—his name just screams success, like Richie Rich…
What are 401k ‘Shadow Fiduciaries’ and Why Should You Care?
Not that we didn’t already know, but institutional reinforcement is always welcome. The latest research from Cerulli Associates finds…
T. Rowe, Mesirow Make Big 401k Fiduciary Announcement
The “3s”—meaning 16, 21 and 38—are all the rage at the moment, and for good reason. Fiduciary regulation…
Nationwide Goes Big With 401k Fiduciary Services Addition
Nationwide is teaming with IRON Financial to provide 3(21) investment fiduciary services. Nationwide claims it allows for retirement…