Browsing Tag
ERISA 3(38)
42 posts
Do 401k Advisors and Sponsors Really Understand 3(38), 3(21), 3(16)?
While fiduciary as a term is front and center with 401k advisors, how well do they really understand…
Pentegra, ADP Team on Fiduciary 3(16)
3(16) administrative services can easily cause confusion, headache and legal exposure for clients. To help, retirement plan and…
Putting MEPs on the Map
As we all know, the Department of Labor recently unveiled a new final rule that will make it…
What Crayola Color of 3(16) Does Your Vendor Provide
Patrick Curran, QPA, AIFA®, Director of Institutional Retirement Consulting, Unified Trust Company Within the retirement services industry, we…
ERISA 3(38) and 3(21)—What’s the Difference?
Is it surprising or scary that too many 401k advisors are still unfamiliar with ERISA terms like 3(38),…
How to Establish a Strong Investment-Focused 401k Plan Committee
As a retirement plan sponsor, one of the biggest steps toward ensuring regulatory compliance includes establishing a committee…
Fred Reish: Novel Compliance Approach to 401k Fiduciary Standard
In my last three posts (No. 9 and No. 10 and No. 11), I discuss the best interest standard of care and…
401k Fiduciary: Critical Responsibilities and Duties
401k fiduciary …what the heck does that even mean? If you’re responsible for any aspect of the 401k…
TAG and Two West Team for ERISA 3(38) Fiduciary Services
Two West Advisors and TAG Resources have joined together to develop a contract arrangement that allows Two West…
Top 401(k) Fraud Story of 2018: Awful Ohio Embezzlement
An industry obstacle to higher 401(k) participation is the worry on the part of employees that their salary…