Browsing Tag
Fiduciary
613 posts
Being a fiduciary means acting on behalf of another person or entity and having a legal and ethical obligation to put their interests above your own. Essentially, a fiduciary is entrusted with the responsibility to make decisions and manage assets in a way that benefits their client, not themselves. This relationship is built on trust and confidence, requiring the fiduciary to act with utmost good faith, care, and loyalty.
401(k) Market Minute: No Federal Retirement Investments for Russia and Major Fiduciary Changes Are Overlooked
Enormous changes to health care benefits took effect last December, yet most people—including advisors—are completely unaware.
Toward a Sustainable and ‘Greener’ 401(k) System
Efforts to make our 401k system more efficient, sustainable, and equitable for all represents a better approach
Why a ‘Tidal Wave’ of Fiduciary Lawsuits Are Coming Soon
Investing the time and energy in getting plans in compliance now will pay dividends in the coming years
Two Men Convicted for $20 Million Retirement Investment Fraud
The face up to 90 years and 200 years, respectively, in prison
Top 3 Areas of RIA Service Expansion: Cerulli
'To preserve profitability levels as they add services, advisors can either adjust their fees upward or implement alternative pricing structures'
George Fraser’s TAPO Redux: Where Are They Now?
'It’s the most important thing we do and something of which I am immensely proud'
February TAPO Rodney Balbuena on Tripling Blue Collar Deferral Rates in Five Years
SageView Advisory Group’s Rodney Balbuena is a bilingual 401(k) advisor in Southern California who also happens to be…
401(k) Market Minute: Participant Reaction to the Ukraine Crisis and DOL Investigation into a Major Company Plan
Like most of the country, our thoughts are with the people of Ukraine, and the crisis that continues…
ESG Funds’ Lack Truth in Labeling: Study
94 funds had 'ESG' in their names yet 60 of those earned a 'D' or an 'F' on one or more ESG criteria
HUB and Hueler Announce Partnership to Boost 401(k) Income Solutions
‘It’s a process, not a product,’ says HUB’s Barbara Delaney, ‘and one that’s prudent.’