Browsing Tag
Registered Investment Advisor (RIA)
54 posts
RIA Consolidation Grew in 2023
Advisors in RIA channels affiliated with a consolidator increased to 14% in 2023, reports Cerulli
Waverly Advisors Buys CenterPoint Wealth Management
The acquisition marks Waverly's 16th transaction since 2021
SEC Fines Idaho RIA for Missteps Related to ‘Biblically Responsible Investing’ Strategy
$300,000 penalty levied as firm made investments contrary to its stated investment criteria
RIA M&A Activity Up 20% in Q1 2024
Report says it was the second most active first quarter on record
Modern Wealth Launches Retirement Plan Advisory Biz with Deal for $1.2B N.Y. Firm Beltz Ianni
Sixth acquisition less than a year after launch adds retirement plan service offering for small-to-midsize companies
Brandon Budd Promoted to President of Retirement Services at intellicents
He succeeds company Co-Founder Grant Arends in the role, who is transitioning to President of intellicents investment solutions, the firm’s RIA arm
Organic Growth Drove a Positive 2022 for RIA Firms
A new RIA Benchmarking Study from Charles Schwab found client growth increased 6.2% across all firms
Altruist Gears Up to Challenge Fidelity and Schwab in $128 Trillion RIA Market
Jason Wenk’s 5-year-old fintech with heavyweight investors is now the third-largest custodian in the U.S. by number of firms served
CAPTRUST Acquires $5.8B RIA Firm
The deal marks the first acquisition for CAPTRUST in 2023 and the 64th since 2006
Two 401k-Focused RIAs Tap Fintech Vise for AI-Powered Custom Portfolios
Vise announces Greenstone Wealth Management and CPR Financial and Insurance Services are now using its platform