Browsing Tag
Regulation
216 posts
401(k) Electronic Disclosure Closer to Implementation
Electronic disclosure for 401(k) plan participants is closer to reality with news that the Department of Labor sent…
August 22, 2019
Scalia Possibly Barred from Fiduciary Rule Rewrite
A potential conflict of interest could leave labor secretary nominee Eugene Scalia out of the fiduciary rule rewrite…
August 9, 2019
DOL Gives 401k ‘Auto Portability’ Major Boost
The auto revolution in retirement plans (auto-enrollment, escalation, deferral) adds another option with the release last week of…
August 6, 2019
What You Need to Know About Association Retirement Plans (Now)
The entire retirement industry has been devising strategies and product ideas in expectation of receiving new guidance from…
July 31, 2019
7 Ways the SECURE Act Could Impact Retirement Plans
Recently, the SECURE Act (short for Setting Every Community Up for Retirement Enhancement) passed in the House by…
July 31, 2019
MEPs on the March—DOL Announces 401k Rule: Outcomes 2019 Conference
On Monday, the U.S. Department of Labor announced a new rule that will make it easier for small…
July 29, 2019
Retirement Plan Coverage Gap: A State-By-State Breakdown
The American Retirement Association (ARA) is kicking its support of The SECURE Act up a notch with a…
July 23, 2019
Top 10 IRS Areas of Focus in Retirement Plan Investigations
Areas of Focus: Slideshow The Internal Revenue Service (IRS) has primary jurisdiction over the qualified status of retirement…
July 19, 2019
SEC Reg BI’s Limited Retirement Plan Impact
A comprehensive package of rules and interpretations adopted June 5 by the Securities and Exchange Commission imposes enhanced…
July 16, 2019
Why MEP ‘One Bad Apple’ Correction Is An Illusion
The Department of Treasury has fulfilled its portion of the directive under Executive Order (EO)13847 by issuing its…
July 15, 2019