Browsing Tag
Retirement
2319 posts
SEC Adopts Electronic Signature for Document Submission
Last week, the Securities and Exchange Commission finally voted to adopt rules to permit the use of electronic…
Financial Wellness in Demand Early in Pandemic
When faced with economic uncertainty and market volatility at the onset of the COVID-19 pandemic, employees flocked to…
How Retirement Industry Consolidation Impacts Advisors and Retirees
The financial services industry has witnessed a surge of merger and acquisition activity in recent years. Within the…
TIAA Leader Ferguson Announces 2021 Retirement
TIAA President and CEO Roger Ferguson announced today that he will retire from the company, effective March 31,…
Bringing Sunlight to Dark Corners of Safe Harbor IRA Fees
401k plan sponsors know all too well that sunlight—coming in the form of transparent fees and disclosures—is vital…
Advisor, Investor Optimism Decline for Second Straight Year
Despite closing in on more record market highs, advisor and investor optimism are down for the second year…
More Financial Advisors Providing HSA Services to Clients
A recent survey found that more financial advisors are providing health savings account (HSA) services to their corporate…
Episode 13—Prime Capital Investment Advisors’ Matthew Wolniewicz Gets Real About ESG, Peps and the Election
There’s a lot happening on the 401(k) front—ESG, MEPS, and PEPs, the election—and we asked industry veteran Matt…
ESG Rule’s Fate Rests in Senate Control: WSJ
It appears the Department of Labor’s environmental, social, and governance (ESG) rule will hinge on the outcome of…
Scale Takes Center Stage as RIAs Continue to Compete
It’s been said time and again—scale is key. However it’s achieved, through technology, acquisition, or something completely different,…