Read More Vanguard Agrees to $106 Million Fine to Settle SEC Charges Over Target Date Fund Violations Settlement announced by SEC order today stems from Dec. 2020 move to significantly lower minimum initial investment amount of its Institutional TRFs byBrian Anderson
Read More Proposed Rule to Help Fiduciaries Properly Value Employer Stock in ESOPs DOL proposed regulation provides guidance for fiduciaries to ensure employer stock bought, sold by employer stock ownership plans is at fair market value byBrian Anderson
Read More Corporate Roundup: 401GO Names CGO, PSCA Launches Retirement Income Education Program The latest news from 401GO, PSCA, Equitable, Prudential, and more byAmanda Umpierrez
Read More Market Sentiment Increases Among RIAs The report by Security Benefit finds that RIA sentiment has increased slightly post-election byAmanda Umpierrez