401k Fiduciary Expert Jason Roberts on DOL Rule Danger

Interview with 401(k) expert Jason Roberts

Here is a summary of the video featuring Jason Roberts:

  • Focus: Jason Roberts discusses key compliance issues in the financial services industry.
  • Main Points:
    • Importance of understanding fiduciary responsibilities.
    • Trends in regulatory enforcement.
    • Practical advice for advisors on managing compliance risks.
    • Emphasis on the need for continuous education and staying updated with regulatory changes.
  • Insights: Roberts shares insights on how advisors can better serve their clients while adhering to legal and ethical standards.

For more details, you can watch the full video here.

John Sullivan
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With more than 20 years serving financial markets, John Sullivan is the former editor-in-chief of Investment Advisor magazine and retirement editor of ThinkAdvisor.com. Sullivan is also the former editor of Boomer Market Advisor and Bank Advisor magazines, and has a background in the insurance and investment industries in addition to his journalism roots.

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