Browsing Tag
401(k) Fiduciary
150 posts
Trump’s Fiduciary-Fighting Fanatic Finally Gets Job
Sidelined for months, financier and 401(k) Specialist cover boy Anthony Scaramucci will finally get a coveted position (for…
What’s OneAmerica Doing With Its Retirement Plan Accounts?
The impact of the fiduciary rule continues, and OneAmerica is the latest company to make adjustments to better…
Why June 401(k) Fiduciary Date Doesn’t Matter
Fi360 president Matt Wolniewicz likes what he sees with product provider prep for the fiduciary rule’s expected implementation.…
How to Document ‘Best interest’ in 401k Rollovers
Effective June 9, 2017, financial advisors who provide investment advice to retirement plan participants must adhere to the…
Fred Reish: One Major 401k Rollover Concern
The high-profile Drinker Biddle partner points to an area some advisors might overlook. In this interview titled “Fred…
How Financial Institutions Are Handling the Fiduciary Rule
As expected, there’s a whole lot happening at fiduciary firm Fi360 in light of DOL rule chaos. We…
5 Best Practices for 401k Investment Committees
Maintaining an institutional investment program, including the oversight and responsibilities of acting as fiduciary, can be daunting to…
How to Avoid 401k Litigation Attorneys on June 9
On May 22, 2017, Secretary of Labor Alexander Acosta confirmed something that we’ve argued since the DOL’s fiduciary rule…
DOL Confirms June Fiduciary Date, Issues Enforcement Delay
On the same day Labor Secretary Acosta said there’s no legal basis for delaying the fiduciary rule’s implementation…
3 Ways to Refocus Your 401(k) Business
It’s too easy to get sidetracked from your firm’s core mission. How do you refocus? Ashley Rosser, AIF,…