Browsing Tag
401(k) Regulation
137 posts
A 401(k) regulation refers to the set of federal rules, primarily under the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code, that govern employer-sponsored retirement savings plans in the U.S. These regulations dictate plan administration, contribution limits, tax advantages, fiduciary responsibilities, nondiscrimination testing, and withdrawal rules to protect employees’ retirement assets and ensure fair, compliant operation.
401(k) Folly: What Happened to Labor Secretary Perez at Clinton Rally?
Despite its 1,000-plus pages, the DOL’s fiduciary rule was considered a win for Labor Secretary Tom Perez, further…
Envestnet Advisor Summit 2016: ‘Fiduciary Rule Bad for Long-Term Business’
An early afternoon interview on an outdoor patio adjacent to the Chicago Hilton brought welcome relief for Brian…
Raymond James ‘Fails Fiduciary Responsibility,’ Named In Ski Resort Ponzi Scheme
Talk about a snow job. An investor in Jay Peak, a Vermont-ski-resort-turned-Ponzi-Scheme, has filed a class-action lawsuit in…
The Fiduciary Rule’s Industry Ruin
How’s this for a compliance crock? See what marketing expert and author David Weinberger and ERISA expert Jason…
The latest State to Adopt a Government-Run 401(k)
Lt. Gov. Nancy Wyman broke an 18-18 tie in the Connecticut Senate on Saturday, as Constitution State lawmakers…
President Obama to Veto House Bill Blocking 401(k) Fiduciary Rule
Put President Obama in the ‘nay’ column. The White House said he will veto a bill to block the…
401(k) Fiduciary Expert Jason Roberts on DOL Rule Danger
Here is a summary of the video featuring Jason Roberts – For more details, you can watch the…
Dems’ Hedge Fund Hell for Retirement Savings
Zut Alors! Rhode Island, the smallest state in the Union with a penchant to screw up big, has…
Aikin, Reish Sound off on 401(k) Fiduciary Rule
Little surprise, 401(k) advisors are split over the fiduciary rule—some like it, some don’t. Pioneer Investments polled attendees…
2016 401(k) Summit: Senate Introduces Bill to Fight ‘Harmful’ 401(k) Fiduciary Rule
More drama occurred Monday in Nashville in what was already a dramatic 401(k) Summit consumed with the fallout…