Browsing Tag
401(k) Regulation
140 posts
A 401(k) regulation refers to the set of federal rules, primarily under the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code, that govern employer-sponsored retirement savings plans in the U.S. These regulations dictate plan administration, contribution limits, tax advantages, fiduciary responsibilities, nondiscrimination testing, and withdrawal rules to protect employees’ retirement assets and ensure fair, compliant operation.
What’s Elizabeth Warren Up to Now?
Politics makes strange bedfellows. Two senators on opposite sides of the political and ideological spectrum have teamed up to back…
New Checklist to Aid with 401(k) Fiduciary Issues
By our count, it’s the fourth piece of retirement-related legislation to find its way to Congress in the…
Will Dems Destroy 401(k) Robo Ingenuity?
Former Democratic Congressman and political gadfly Barney Frank spoke to a group of advisors some years ago, arguing…
401(k) Folly: What Happened to Labor Secretary Perez at Clinton Rally?
Despite its 1,000-plus pages, the DOL’s fiduciary rule was considered a win for Labor Secretary Tom Perez, further…
Envestnet Advisor Summit 2016: ‘Fiduciary Rule Bad for Long-Term Business’
An early afternoon interview on an outdoor patio adjacent to the Chicago Hilton brought welcome relief for Brian…
Raymond James ‘Fails Fiduciary Responsibility,’ Named In Ski Resort Ponzi Scheme
Talk about a snow job. An investor in Jay Peak, a Vermont-ski-resort-turned-Ponzi-Scheme, has filed a class-action lawsuit in…
The Fiduciary Rule’s Industry Ruin
How’s this for a compliance crock? See what marketing expert and author David Weinberger and ERISA expert Jason…
The latest State to Adopt a Government-Run 401(k)
Lt. Gov. Nancy Wyman broke an 18-18 tie in the Connecticut Senate on Saturday, as Constitution State lawmakers…
President Obama to Veto House Bill Blocking 401(k) Fiduciary Rule
Put President Obama in the ‘nay’ column. The White House said he will veto a bill to block the…
401(k) Fiduciary Expert Jason Roberts on DOL Rule Danger
Here is a summary of the video featuring Jason Roberts – For more details, you can watch the…