Browsing Tag
Fiduciary
613 posts
Being a fiduciary means acting on behalf of another person or entity and having a legal and ethical obligation to put their interests above your own. Essentially, a fiduciary is entrusted with the responsibility to make decisions and manage assets in a way that benefits their client, not themselves. This relationship is built on trust and confidence, requiring the fiduciary to act with utmost good faith, care, and loyalty.
Music, Marketing, Fiduciary and Fun: 2019 Fi360 Conference
Country music and southern cuisine are part of the allure in Nashville this week, as Fi30 heads to…
Timing It Right at Fi360’s Annual Conference: John Faustino
We’re not sure if Fi360 finds the issues, or the issues find Fi360, but the timing of its…
Major 401(k) Fiduciary Breach Lawsuit Finally Comes to an End
It could be argued it’s the case that started it all. After 12 years of lawyers, litigation and…
Leveraging Tools & Technology to Scale Fiduciary Processes
Explore tech-enhanced financial advisor workflows to serve more clients efficiently. Learn practical applications at our Fi360 webinar.
Nuveen Details What’s ‘Next’ for 401(k) Plan Fiduciaries
The frenzied fiduciary air, in particular, has many lifting their heads and looking around for sources of information that filter the noise.
7 Steps to a Well-Constructed Investment Policy Statement
Although the ERISA doesn’t necessarily require an investment policy statement, the law does make it clear in Section…
7 States With Major 401(k) Fiduciary Proposals
If you need a convenient, “all-in-one-place” overview of what’s happening at the state level, Drinker Biddle’s got it.…
401(k) Fiduciary Well-Being and the Importance of Trust
As a 401(k) specialist, you’re probably considering, or you’re already broadening, your services to extend well beyond traditional…
Caution: Pros and Cons of Arbitrating 401k Fiduciary Claims
Arbitration is an oft-used form of alternative dispute resolution. Two or more parties fail to resolve a disagreement,…
DOL’s Acosta Slammed By Judge in Pedophile Epstein Case
Labor Secretary Alexander Acosta is once again under fire for a “sweetheart deal” he orchestrated for multimillionaire pedophile Jeffrey…